Definitions
Every term used on this site, in one sentence each.
The study
- RQ2
- The research question this site answers: does a failure taxonomy built in a simulator describe real accidents, or only the simulator?
- Taxonomy
- The set of categories, built in Phase 1, for how a shared-authority system fails.
- Injector
- The program that deliberately broke tasks in the simulator to produce the failures the taxonomy was built from.
- Simulator
- ALFRED, a household-robot task environment where the injector ran.
- Pre-registration
- The analysis plan and pass-fail thresholds, written down and time-stamped before any rating began.
- Census
- Rating every one of the 754 finding codes in the sample, rather than a subset.
The data
- NTSB
- The National Transportation Safety Board, whose investigators wrote every finding used here.
- Finding
- One coded statement from an accident investigation about what went wrong.
- Finding code
- The five-part code NTSB assigns to a finding, such as Personnel issues-Psychological-Attention/monitoring-Monitoring-Pilot.
- Modifier
- The last part of a finding code, which usually names who or what was at fault.
- Propagation
- A verdict on one code applies to every finding that carries that code, so 754 judgments cover 3,176 findings.
- Sample
- The 1,008 accidents drawn from the 22,840 that qualified, split into four groups.
- Arm
- One of the four accident groups in the sample; the word comes from clinical trials.
- T1
- The multi-aircraft group: accidents involving two or more aircraft.
- T2
- The crew group: airline and charter flights with more than one pilot.
- T3
- The air-traffic-control group: instrument flights where a controller held separation.
- C
- The single-pilot comparison group: one pilot, one aircraft, daytime, clear weather, no controller.
- Comparison group
- A group where coordination is absent by construction, so the taxonomy should not fit it well.
- Scope
- The sealed rule that decides which findings enter the study at all.
- Scope objection
- A rater's note that a finding should not have been in scope; it is recorded but changes nothing.
- Source tag
- The label for which version of the sealed vocabulary a rating was made against.
The taxonomy
- Drift type
- One of the five kinds of failure: WorldState, Perception, PolicyDecision, Constraint, HumanOverride.
- WorldState
- The world changed and nobody's picture of it kept up.
- Perception
- Something real was there and a party failed to see it or saw it wrongly.
- PolicyDecision
- A party with an adequate picture chose the wrong action.
- Constraint
- A rule, procedure, permission, or policy was the thing that failed.
- HumanOverride
- A human took, withheld, or should have taken control from an automated participant.
- Layer
- Where in the system a type lives; each type has exactly one layer, so it adds no categories.
- Actor
- Who the finding attributes the failure to: Human, AI, Automation, or Policy.
- Human
- A person in the operating loop, such as a pilot, a controller, or a mechanic.
- AI
- A learned component, trained from data rather than specified; almost absent from this period of aviation.
- Automation
- A non-learned system or piece of equipment behaving as built, including one that reached its designed limit.
- Policy
- An organization, regulator, or rulebook, such as the operator, the manufacturer, or the FAA.
- No actor
- The finding names a condition that no participant produced, such as weather or terrain.
- Cell
- One combination of a drift type and an actor; there are 20 admissible cells.
- Reachable cell
- A cell the injector can actually produce; there are 6.
- Escaped cell
- A cell the injector can never produce; there are 14.
The verdicts
- Maps
- The finding is an instance of exactly one drift type, with no stretching.
- Maps partially
- The finding spans two types, or fits only under a stretched reading.
- Unmapped
- No drift type describes the finding, and the rater writes a short label saying what it is about.
- Residual
- Everything that was unmapped, grouped by label; this is where the taxonomy's gaps show.
- Residual label
- A short phrase naming what an unmapped finding is about, such as equipment-limit-exceeded.
- Dwell
- The seconds between an item appearing and its verdict being saved; a quality signal.
The numbers
- Coverage
- The share of findings that map to some drift type; on its own it cannot fail.
- Escape
- The share of mapped findings that land in cells the injector never produced.
- Random baseline
- The escape rate you would get by filing findings at random, which is 70%.
- Actor-weighted baseline
- The same random baseline, adjusted for how often each actor actually appears.
- Ratio
- Observed escape divided by the baseline; near 1 means no better than random.
- Group difference
- Coverage in the coordination groups minus coverage in the single-pilot group, in percentage points.
- Delta
- Another name for the group difference.
- Confidence interval
- The range a number could reasonably take given the sample; every gate reads the cautious end of it.
- Lower bound
- The cautious end of a range when the gate requires a number to be at least something.
- Upper bound
- The cautious end of a range when the gate requires a number to be at most something.
- Effective sample size
- How many findings actually distinguish the groups after shared codes cancel out; about 26 here.
- Specific agreement
- Of all the times either rater called a code unmapped, the share where both did.
- Kappa
- An agreement statistic that discounts chance; it collapses when one verdict dominates.
- AC1
- An agreement statistic that does not collapse under that skew, reported beside kappa.
The gates
- Gate
- A pass-fail test with a threshold fixed before rating began.
- G5 escape
- Escape divided by the random baseline must be below 0.60.
- G4 agreement
- The author and an independent rater must agree on unmapped codes at least 70% of the time, at the lower bound.
- G3 ceiling
- The single-pilot group must fit no more than 60% of the time, at the upper bound.
- G1 difference
- Coordination groups must fit at least 15 points better than single-pilot, at the lower bound; supporting evidence only.
- Decision rule
- The pre-registered claim is made only if G5, G4, and G3 all pass.
People and passes
- Rater
- A person who assigns verdicts to codes.
- Author
- The rater who built the taxonomy; their verdicts alone cannot show the definitions carry the meaning.
- Independent rater
- A rater who has never seen the taxonomy and works only from the definitions on screen.
- Session
- One rater's pass over a set of codes.
- P1
- The author's census of all 754 codes.
- P3
- The independent rater's pass over a 150-code subset, used for the agreement gate.
- P6
- The author re-rating 50 codes at least two days after P1, to measure their own consistency.
- Decisions log
- The dated record of every judgment rule made while rating, with the definition text it rests on.